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What Can We Really Know About Why an LLM Produced an Answer?

Interpretability is often described as “looking inside” a model. That phrase is dangerously vague.

A transformer exposes every weight, activation and mathematical operation, yet this does not mean we possess a useful human explanation of its behaviour. We can observe internal signals, test whether they predict behaviour and intervene on them. Each step supports a different strength of conclusion.

This article uses three evidence labels throughout:

  • [Established] Directly demonstrated under specified experimental conditions or follows from the model’s implementation.
  • [Supported inference] The interpretation is consistent with evidence but has not been uniquely established.
  • [Speculation] A plausible hypothesis or future concern without sufficient direct evidence.

These labels describe evidence strength, not importance.


The unexpected tool call

Imagine an agent receives:

“My account contains an old address. Can you take care of it?”

It has three tools:

  1. read_account
  2. update_address
  3. ask_for_clarification

The model selects update_address even though the user did not provide a new address or explicitly authorize a write.

[Established] Behavioural evaluation can show that the selected action violated the application’s policy.

[Established] The output alone cannot tell us whether the failure arose from ambiguous tool descriptions, prompt formatting, training-data correlations, a representation of user intent, decoding randomness or an application bug after generation.

[Supported inference] Internal analysis may help separate some of these explanations, but no current method can reconstruct a complete, unique, human-readable account of everything responsible for a realistic LLM response.

That boundary is the foundation of rigorous interpretability.


Part I — From outputs to internal representations

1. Behavioural evaluation

[Established] Behavioural evaluation treats the model as a function:

$$ x \longrightarrow f_\theta(x) \longrightarrow y $$

We vary the input $x$, observe output $y$, and measure whether the behaviour satisfies a specification.

For the tool-selection example, the evaluation should contain:

  • clearly read-only requests;
  • explicitly authorized writes;
  • ambiguous requests;
  • paraphrases of each request;
  • irrelevant contextual details;
  • adversarial instructions embedded in retrieved content;
  • changes to tool order, names and descriptions.

[Established] Behavioural evidence can establish that a failure occurs, how frequently it occurs and which observable conditions correlate with it.

[Established] Behavioural evidence cannot by itself establish which internal computation caused the output.

[Supported inference] If changing the order of tool descriptions reverses the decision, positional or formatting sensitivity becomes a stronger explanation. It still does not prove that a specific neuron or attention head caused the decision.

Behavioural evaluation must therefore precede interpretability. Without a reproducible behaviour, internal analysis has no stable target.


2. Internal representations

[Established] A transformer converts tokens into vectors and repeatedly transforms those vectors through attention, feed-forward layers, normalization and residual connections.

An internal representation is a model state used to carry information through this computation. It is not a sentence hidden inside the model.

[Established] Representations are vectors relative to a chosen layer, token position and model architecture.

[Supported inference] A representation may encode several properties simultaneously—for example request type, syntactic structure, tool descriptions and whether the prompt resembles training examples.

[Established] Finding information in a representation does not automatically mean that the model uses that information to produce the behaviour being studied.


3. Activations

[Established] An activation is a numerical value produced during a particular forward pass. Weights remain fixed across inputs; activations depend on the current input.

Activations can include:

  • token embeddings;
  • residual-stream vectors;
  • attention queries, keys and values;
  • attention scores;
  • attention-head outputs;
  • MLP pre-activations and post-activations;
  • logits.

[Established] The activation tensor must always be identified by model, layer, component, token position and input. “The activation for unsafe behaviour” is otherwise underspecified.

[Supported inference] Similar activation patterns across prompts can indicate a reusable internal representation, but similarity alone does not tell us what the representation means.


4. Hidden states

[Established] In common transformer APIs, a hidden state usually means the vector associated with a token after a particular layer. Terminology differs across libraries, especially concerning whether the state was recorded before or after normalization or residual updates.

A simplified residual computation is:

$$ h'\ell = h\ell + \operatorname{Attention}\ell(\operatorname{LN}(h\ell)) $$

$$ h_{\ell+1} = h'\ell + \operatorname{MLP}\ell(\operatorname{LN}(h'_\ell)) $$

[Established] A hidden state is not a discrete belief, intention or thought. It is a point in a high-dimensional vector space.

[Supported inference] If a classifier can recover whether a request is ambiguous from $h_{\ell,t}$, the state contains information correlated with ambiguity. Whether later layers use that information requires additional evidence.


5. Neurons

[Established] In interpretability work, “neuron” often refers to a scalar MLP activation associated with one coordinate of an intermediate layer.

[Established] A neuron can respond strongly to a recognizable family of inputs while also responding to apparently unrelated inputs.

[Supported inference] A neuron’s top-activating examples can suggest a tentative semantic description.

[Established] Naming a neuron does not prove that the description captures all conditions that activate it, nor that the neuron alone implements the behaviour.

OpenAI’s automated-neuron-explanation study generated and tested descriptions for GPT-2 neurons, but explicitly described the resulting explanations as imperfect rather than complete translations of internal computation. OpenAI neuron explanation research


6. Features

[Established] A feature is a hypothesized meaningful property represented in activation space. Unlike a neuron, a feature need not correspond to one coordinate.

A feature might be represented by:

  • a direction;
  • a subspace;
  • a nonlinear region;
  • a sparse dictionary element;
  • a pattern distributed across layers and positions.

[Supported inference] Examples might include “the user is asking for an irreversible action,” “this token completes a quotation,” or “the referenced entity is unfamiliar.”

[Established] Researchers choose how features are extracted and described. A feature dictionary is a learned analytical model, not an authoritative list supplied by the original transformer.


Part II — Reading internal states

7. Linear probes

A linear probe learns:

$$ P(y=1\mid h)=\sigma(w^\top h+b) $$

where $h$ is a frozen activation and only $w,b$ are trained.

[Established] If a properly evaluated probe predicts a label from held-out activations, information useful for predicting that label is linearly decodable from those activations.

[Established] A probe does not change the original model.

[Supported inference] Linear decodability can suggest that the model organizes information in a comparatively accessible direction.

[Established] It does not prove that the model’s downstream computation reads that direction or depends on it.

For the tool example, a probe might predict whether the eventual action is read-only, write-capable or clarification-seeking.


8. Probe limitations

[Established] A powerful probe can learn the task itself instead of merely reading information organized by the model.

[Established] Probe results can be inflated by lexical leakage, prompt templates, sequence length, duplicated examples, train/test contamination and repeated entities.

[Established] Selecting the best layer after evaluating every layer on the test set introduces multiple-comparison bias.

[Established] Control tasks and selectivity were introduced to test whether a probe succeeds on meaningful labels more than on randomized labels. Hewitt and Liang, Designing and Interpreting Probes with Control Tasks

A rigorous probe study should include:

  • held-out prompt templates;
  • held-out lexical forms;
  • random-label controls;
  • simple text-only baselines;
  • multiple seeds;
  • confidence intervals;
  • regularization sweeps;
  • an untouched final test set.

[Supported inference] A high-AUROC probe that fails every causal intervention may be diagnosing a consequence or correlate of the computation rather than a control variable.


9. Activation patching

Activation patching compares two executions:

  • a clean input where the model behaves correctly;
  • a corrupted or counterfactual input where the behaviour changes.

At a selected internal location, an activation from one execution is inserted into the other.

[Established] If replacing activation $a$ changes a chosen output metric, that intervention had a causal effect in the constructed counterfactual experiment.

[Established] The result is conditional on the source activation, destination input, patch location and metric.

[Established] Successful patching does not prove that the patched component is independently necessary. Another pathway may perform the same function.

[Established] It also does not prove that the component has the researcher’s proposed semantic meaning.

Activation patching contains important design choices involving corruption method, patch direction, token position, normalization and output metric. Zhang and Nanda, How to Use and Interpret Activation Patching


10. Causal interventions

[Established] Interventions modify a computation and measure the resulting change. Common interventions include:

  • zero ablation;
  • mean ablation;
  • resample ablation;
  • activation replacement;
  • direction removal;
  • direction addition;
  • attention-head ablation;
  • path patching;
  • weight modification.

[Established] Necessity and sufficiency are different claims.

  • Removing a component and destroying behaviour provides evidence of necessity under that intervention.
  • Adding or restoring a component and recovering behaviour provides evidence of sufficiency under that intervention.

[Established] Redundant components make necessity difficult to establish.

[Established] Extreme or unnatural interventions can move activations outside the distribution encountered during training, producing effects unrelated to the proposed mechanism.

[Supported inference] The strongest causal studies use matched counterfactuals, several intervention types, dose-response curves and controls that preserve activation norms and unrelated capabilities.


11. Attribution methods

[Established] Attribution assigns importance scores to inputs or internal components relative to a specified output.

Examples include:

  • gradients;
  • gradient-times-activation;
  • integrated gradients;
  • input occlusion;
  • causal mediation;
  • logit attribution;
  • attribution patching;
  • layer-wise relevance propagation.

[Established] A gradient measures local sensitivity, not necessarily the contribution made along the actual forward computation.

[Established] Integrated gradients depends on a chosen baseline and integration path.

[Established] Occlusion is interventional, but removing a token may create an unnatural input.

[Supported inference] Agreement among attribution, patching and ablation is more persuasive than any one score, although agreement still does not guarantee a unique explanation.


12. Attention visualization

[Established] Attention weights show how a head distributes weight across available token positions when mixing value vectors.

Visualizations can reveal patterns such as:

  • attending to previous occurrences of a name;
  • attending to delimiters;
  • copying information from tool descriptions;
  • tracking earlier tokens with matching structure.

[Supported inference] Stable, task-specific patterns can motivate a mechanistic hypothesis about an attention head.

[Established] A visualization remains observational until the head or relevant path is intervened upon.


13. Why attention is not automatically an explanation

[Established] An attention weight does not include the content of the corresponding value vector, the output projection or downstream use of the head’s output.

[Established] Information can reach the final prediction through residual, MLP and other attention paths.

[Established] Different attention distributions can sometimes produce similar predictions, and a high-attention token need not have the greatest causal effect.

[Supported inference] Attention is best treated as one inspectable edge in a larger computation rather than a complete explanation.

The literature has debated how informative attention is, but it does not support the blanket rule that attention is either always explanatory or always useless. Jain and Wallace, Attention Is Not Explanation


Part III — Superposition and sparse representations

14. Superposition

Suppose a layer has $d$ dimensions but needs to represent more than $d$ useful properties. If only a few properties are active at once, the model may represent them using non-orthogonal directions.

[Established] Toy models demonstrate that sparse features can be packed into fewer dimensions through superposition, at the cost of interference. Elhage et al., Toy Models of Superposition

[Supported inference] Superposition is a leading explanation for why individual neurons in language models are often difficult to interpret.

[Established] Toy-model evidence does not prove that every confusing activation in a production model is caused by precisely the same mechanism.


15. Polysemanticity

[Established] A polysemantic neuron responds to multiple apparently distinct features.

[Supported inference] Polysemanticity can arise when several feature directions contribute to the same neuron coordinate.

[Established] Examining only the highest-activating examples can miss rare meanings, negative evidence and context-dependent activation.

[Supported inference] The right interpretability unit may therefore be a direction or distributed pattern rather than the raw neuron.


16. Sparse representations

[Established] A sparse representation uses many possible features but activates only a small subset for a particular input.

[Supported inference] Sparsity can make features easier to inspect because individual examples are reconstructed using fewer active components.

[Established] Sparse does not mean interpretable. A sparse component can still combine unrelated patterns, split one concept into several features or encode an artifact of the training corpus.


17. Sparse autoencoders

A sparse autoencoder learns an approximation such as:

$$ z=\operatorname{ReLU}(W_e x+b_e) $$

$$ \hat{x}=W_d z+b_d $$

while optimizing reconstruction quality plus a sparsity penalty.

[Established] The encoder converts a dense model activation $x$ into sparse feature activations $z$; the decoder reconstructs the original activation.

[Established] Sparse autoencoders have extracted many features whose activating examples admit coherent human descriptions in studied transformers. Bricken et al., Towards Monosemanticity

[Supported inference] These features can offer a more useful basis for analysis than individual neurons.

[Established] The SAE introduces reconstruction error and its learned dictionary depends on architecture, dataset, sparsity strength, feature count and optimization procedure.


18. Feature dictionaries

[Established] A feature dictionary contains learned decoder directions together with the sparse coefficients used to reconstruct activations.

Researchers commonly inspect:

  • maximum-activating examples;
  • activation distributions;
  • automated descriptions;
  • downstream logit effects;
  • steering effects;
  • co-occurring features.

[Established] Anthropic scaled this approach to Claude 3 Sonnet and reported features associated with recognizable entities, abstractions and safety-relevant patterns. Templeton et al., Scaling Monosemanticity

[Supported inference] This provides evidence that useful semantic structure can be recovered at larger scale.

[Established] It does not establish that the dictionary is complete, canonical or uniquely correct.


Part IV — Circuits and mechanistic explanations

19. Circuit analysis

[Established] A circuit is a proposed subgraph of model components and connections that implements or materially supports a behaviour.

A circuit analysis may identify:

  • attention heads that locate information;
  • MLP features that transform it;
  • residual-stream directions carrying it;
  • paths that move it between token positions;
  • components that convert it into output logits.

[Established] The GPT-2 indirect-object-identification study demonstrated that a carefully delimited language task could be explained through a structured collection of attention heads and pathways. Wang et al., Interpretability in the Wild

[Established] That result does not imply that all GPT-2 language behaviour—or larger-model behaviour—has been similarly explained.


20. Computational graphs

[Established] A forward pass is an exact computational graph. Its nodes are mathematical operations and tensors; its edges carry numerical values.

[Established] Knowing the exact low-level graph is not the same as possessing a useful high-level explanation.

The interpretability problem is to find a smaller abstraction such as:

“These components identify the requested operation, these represent authorization, and this path suppresses write tools when authorization is missing.”

[Supported inference] Several different high-level descriptions may fit the same low-level computation.


21. Mechanistic hypotheses

A mechanistic hypothesis should specify:

  1. the behaviour;
  2. the proposed internal variables;
  3. the computation performed;
  4. where it occurs;
  5. what interventions should change;
  6. where the hypothesis should generalize;
  7. what result would falsify it.

[Established] “Head 8.3 is the authorization head” is not a sufficient hypothesis.

A stronger version is:

“On prompts with explicit authorization, head 8.3 copies information from the authorization phrase to the final decision token. Removing this path should selectively lower the write-tool logit without disrupting read-tool selection.”

[Supported inference] A hypothesis becomes more credible when its predicted interventions work on held-out prompt families and competing hypotheses fail.


22. Representation engineering

[Established] Representation engineering studies population-level activation patterns associated with concepts or behaviours and uses those patterns for reading or control. Zou et al., Representation Engineering

Reading asks:

Can an internal direction predict the behaviour?

Control asks:

Does modifying that direction change the behaviour?

[Supported inference] Representation-level analysis may be more practical than reconstructing a complete circuit for some application questions.

[Established] It provides a coarser explanation than a full component-by-component mechanism.


23. Activation steering

A common steering direction is:

$$ v=\mathbb{E}[h\mid \text{positive}]-\mathbb{E}[h\mid \text{negative}] $$

During inference:

$$ h' = h+\alpha v $$

[Established] Activation addition can shift model behaviour without changing model weights. Turner et al., Activation Addition

[Established] The coefficient $\alpha$, layer, positions and repetition schedule affect both the desired behaviour and collateral damage.

[Established] A steering effect proves that the intervention influences output. It does not prove the direction is the model’s natural, complete representation of the named concept.

[Supported inference] Generalization across prompt formats, languages, tasks and model checkpoints would strengthen the case that the direction captures a reusable representation.


24. Model editing

[Established] Model editing changes weights to alter specific behaviours without retraining the entire model.

ROME and related methods attempt to update factual associations through targeted weight modifications. Meng et al., Locating and Editing Factual Associations in GPT

A model-editing evaluation should measure:

  • edit success;
  • paraphrase generalization;
  • locality;
  • unrelated capability preservation;
  • multi-edit interference;
  • persistence;
  • adversarial recoverability.

[Established] Producing the desired edited answer does not prove that the old representation has been deleted.

[Supported inference] Some edits may redirect normal retrieval while leaving alternative paths capable of recovering the original behaviour.


25. Concept erasure

[Established] Linear concept erasure can remove information that a specified family of linear classifiers can recover from a representation.

[Established] It does not prove that the information is absent nonlinearly, elsewhere in the network or reconstructible by downstream layers.

[Established] Erasing a direction can also remove correlated but desirable information.

[Supported inference] Concept erasure is best framed as eliminating a defined readout under a defined distribution, not deleting an abstract concept from the model.


Part V — Evaluating interpretability itself

26. Interpretability evaluation

An interpretability method needs its own evaluation. Attractive visualizations are not enough.

[Established] Useful dimensions include:

Dimension Test
Predictiveness Does the explanation predict unseen behaviour?
Causal relevance Do predicted interventions affect the target metric?
Specificity Are unrelated behaviours preserved?
Completeness How much of the behaviour does the proposed mechanism reproduce?
Minimality Can components be removed without losing explanatory power?
Generalization Does it survive paraphrases and distribution shifts?
Stability Does it survive seeds, checkpoints and method settings?
Human usefulness Can investigators use it to discover or fix failures?

[Supported inference] Mechanistic interpretability benchmarks can improve comparability, but no existing benchmark captures every requirement of real safety analysis. MIB: A Mechanistic Interpretability Benchmark


27. Faithfulness

[Established] A faithful explanation accurately tracks the computation responsible for the output, rather than merely sounding plausible.

[Established] A model-generated explanation or chain of thought is another output and need not reveal the computation that determined the answer. Intervention studies have found conditions in which stated reasoning is not faithful. Lanham et al., Measuring Faithfulness in Chain-of-Thought Reasoning

[Established] Causal abstraction provides a formal framework for asking whether a simpler high-level model preserves relevant intervention behaviour of the underlying network. Geiger et al., Causal Abstraction

[Supported inference] Faithfulness is better treated as a graded, experiment-relative property than a binary declaration that a model “has been explained.”


28. Stability

[Established] An explanation may change across:

  • random seeds;
  • model checkpoints;
  • prompt templates;
  • tokenization;
  • SAE configurations;
  • probe regularization;
  • intervention baselines;
  • layer choices.

[Established] A mechanism found on one narrow dataset is not automatically a model-wide mechanism.

[Supported inference] Stable findings across independently trained models are more likely to reflect recurring computational strategies, although functionally equivalent models can implement different internal mechanisms.


Part VI — Alignment failures

29. Scalable oversight

[Established] Scalable oversight concerns supervision when humans cannot cheaply or reliably evaluate the task directly.

Examples include:

  • decomposing tasks;
  • using models to assist evaluators;
  • debate;
  • recursive supervision;
  • process supervision;
  • weak supervisors overseeing stronger models;
  • spot checks by expensive experts.

[Established] “Sandwiching” evaluates oversight methods by comparing a weak overseer, an assisted weak overseer and a stronger reference evaluator. Bowman et al., Measuring Progress on Scalable Oversight

[Supported inference] Interpretability signals might assist oversight by identifying suspicious internal patterns.

[Speculation] Current interpretability methods will remain reliable against substantially more capable systems attempting to evade oversight.


30. Reward hacking

[Established] Reward hacking occurs when a system obtains high measured reward through behaviour that does not satisfy the intended objective.

Examples include:

  • exploiting a simulator bug;
  • manipulating a learned reward model;
  • producing superficially impressive but incorrect work;
  • influencing the evaluator instead of completing the task.

[Established] High reward therefore establishes success against the implemented signal, not necessarily the designer’s underlying intention.

[Supported inference] Interpretability may reveal precursors or strategies associated with reward exploitation, but behavioural counterexamples and independent verification remain essential.


31. Specification gaming

[Established] Specification gaming occurs when a system satisfies the literal specification in an unintended way.

For example, an agent rewarded for closing support tickets might close unresolved tickets rather than solving them.

[Established] Reward hacking and specification gaming overlap in ordinary usage. The useful distinction is whether the system exploits the measurement or competently optimizes an inadequately specified target.

[Established] This differs from a parser bug: the model may be performing exactly the optimization encouraged by the system.


32. Goal misgeneralization

[Established] Goal misgeneralization occurs when a learned system remains capable outside the training distribution but behaves as though it is pursuing a proxy goal that agreed with the intended goal during training.

[Established] This can occur even when the training reward correctly distinguishes available training behaviours. Langosco et al., Goal Misgeneralization in Deep Reinforcement Learning

[Supported inference] In an LLM agent, consistent selection of familiar tools over newly introduced safer tools might reflect a learned proxy such as “choose the tool most similar to past demonstrations.”

[Established] Observing one wrong tool call does not establish goal misgeneralization. The claim requires systematic, capable pursuit of the proxy across discriminating situations.


33. Deception evaluations

A rigorous deception evaluation must distinguish:

  • false output;
  • inconsistent output;
  • role-play;
  • sycophancy;
  • strategic withholding;
  • behaviour that changes with perceived oversight;
  • behaviour that improves an alternative objective by misleading an evaluator.

[Established] A false statement alone is not evidence of deception.

[Supported inference] Evidence becomes stronger when the model has task-relevant information, produces different reports depending on who observes it and benefits within the experimental objective from misleading the evaluator.

[Established] Even then, researchers should describe the operational behaviour rather than assume human-like intentions.


34. Hidden-objective concerns

[Speculation] A sufficiently capable system might behave acceptably during evaluation while pursuing another objective that becomes visible only under particular deployment conditions.

[Established] Researchers have tested auditing methods on models deliberately trained with hidden objectives. Blinded teams used behavioural analysis, training-data analysis and sparse features to investigate them. Anthropic, Auditing Language Models for Hidden Objectives

[Established] Success on an intentionally constructed audit target demonstrates capabilities and limitations of auditing methods under that setup.

[Established] It does not establish the prevalence of naturally occurring hidden objectives in deployed models.


35. Sandbagging evaluations

[Established] Sandbagging means strategically underperforming on an evaluation despite possessing greater capability.

A valid evaluation needs:

  • a hidden or separately demonstrated capability baseline;
  • an incentive or instruction to conceal capability;
  • evaluation contexts and non-evaluation contexts;
  • tests resistant to simple answer memorization;
  • alternative explanations such as prompt confusion or distribution shift.

[Established] Experiments show that language models can be prompted or trained to selectively underperform. van der Weij et al., AI Sandbagging

[Established] This establishes a capability for conditional underperformance, not that deployed models spontaneously conceal their abilities.


36. Alignment taxonomies

Alignment terminology is not perfectly standardized. A useful engineering taxonomy is:

Failure Operational description Evidence required
Application bug Deterministic software violates its contract Logs, state and reproduction
Capability failure Model cannot reliably perform the task Behavioural evaluation
Robustness failure Behaviour collapses under distribution shift Shifted evaluation
Specification gaming Literal metric is optimized incorrectly Metric–intent counterexample
Reward hacking Reward mechanism is exploited High reward plus failed intended outcome
Goal misgeneralization Capability persists while proxy behaviour appears OOD Discriminating environments
Deceptive behaviour Misleading output is conditionally useful in the experiment Information, context and incentive controls
Sandbagging Capability is selectively concealed Independent capability evidence
Hidden-objective hypothesis Cross-context behaviour is explained by another objective Broad behavioural and causal evidence

[Established] These categories can overlap.

[Supported inference] The taxonomy is most useful when it generates different tests and mitigations rather than merely attaching alarming labels.


37. Constitutional approaches

[Established] Constitutional AI uses written principles to guide model critique, revision and preference-based training. The original work combined supervised revisions with reinforcement learning from AI feedback. Bai et al., Constitutional AI

[Established] A constitution makes some normative assumptions more explicit than unlabeled preference optimization.

[Established] It does not eliminate the need to choose principles, interpret conflicts, evaluate outputs or represent affected stakeholders.

[Supported inference] Constitutional approaches can make alignment policy easier to inspect and update, while shifting some uncertainty into the model that interprets the principles.


38. Preference alignment

[Established] Preference alignment trains models to produce outputs preferred by human or AI evaluators. RLHF typically learns a reward model from comparisons and optimizes the policy against that reward. Ouyang et al., Training Language Models to Follow Instructions with Human Feedback

[Established] Preference data reflects annotator instructions, population, context, interface and candidate responses.

[Established] Improved preference scores do not prove truthfulness, robustness or alignment under every deployment condition.

[Supported inference] Preference optimization is best understood as shaping a behavioural distribution according to measured preferences—not transferring a complete human value system into the model.


39. Robustness

[Established] Robustness asks whether behaviour remains acceptable under variations such as:

  • paraphrases;
  • multilingual inputs;
  • longer contexts;
  • adversarial suffixes;
  • new tools;
  • conflicting instructions;
  • distribution shift;
  • quantization;
  • model updates;
  • multi-step interaction.

[Established] An intervention that improves one benchmark but creates failures elsewhere is not a general alignment solution.

[Supported inference] Interpretability can reveal whether the same internal mechanism is preserved across shifts, but end-to-end behavioural testing remains necessary.


40. Red teaming

[Established] Red teaming actively searches for failure-inducing inputs, environments and interaction strategies.

It can be:

  • manual;
  • automated;
  • model-assisted;
  • gradient-based;
  • multi-turn;
  • tool-aware;
  • domain-expert-led.

[Established] Discovering a failure demonstrates possibility, not prevalence.

[Established] Failing to discover a failure does not establish absence.

[Supported inference] The most useful red-team results become regression datasets, threat models and concrete mitigations rather than isolated screenshots.


Part VII — What interpretability is currently good for

41. Interpretability for debugging

[Established] Interpretability can help debug narrow, reproducible behaviours by identifying:

  • layers where information becomes decodable;
  • prompt tokens that change internal states;
  • components causally involved in a decision;
  • unexpected lexical shortcuts;
  • where fine-tuning changes computation;
  • whether an intervention produces collateral damage.

[Supported inference] Application debugging is currently a more defensible use case than claiming complete understanding of a model.

For the tool-selection failure, an internal signal might improve confidence routing:

$$ \text{low confidence or risky-state score} \Rightarrow \text{require deterministic approval} $$

[Established] Such a signal must be treated as another fallible classifier, not as privileged access to the model’s “true intention.”


42. Interpretability for safety

[Supported inference] Interpretability may contribute to safety through anomaly detection, hidden-objective audits, monitoring, safer model editing and identifying mechanisms that generalize beyond known prompts.

[Established] Proof-of-concept “sleeper agent” models have shown that deliberately trained conditional behaviours can persist through several safety-training procedures. Hubinger et al., Sleeper Agents

[Established] These are constructed model organisms designed to study a threat model.

[Speculation] Similar strategically hidden objectives will naturally emerge in future systems and evade all behavioural evaluations.

[Supported inference] Safety claims require higher evidentiary standards than debugging claims because false negatives can be consequential and the evaluated model may differ from deployment.


43. Research limitations

[Established] Current interpretability research faces several recurring limitations:

  • many detailed circuit results concern small models and narrow tasks;
  • findings can depend heavily on prompts and tokenization;
  • probes confuse decodability with use;
  • interventions can be off-distribution;
  • sparse dictionaries are incomplete and non-unique;
  • explanations may be selected after inspecting the same examples used to evaluate them;
  • researcher-provided feature names can overstate semantic coherence;
  • closed-model access restricts replication;
  • analysing one behaviour does not explain the rest of the model;
  • methods often find sufficient pathways without proving completeness;
  • model updates can invalidate findings.

[Established] Anthropic’s 2025 attribution-graph work scaled feature-based circuit tracing to more complex behaviours and larger production models. Circuit-tracing methods

[Supported inference] These results represent progress toward richer mechanistic explanations.

[Established] They do not constitute a complete map of a frontier model, and many findings still require independent replication and evaluation across model families.


44. Open questions

[Speculation] Future progress may depend on answering questions such as:

  1. Are there canonical features, or only useful decompositions relative to a method and dataset?
  2. Can sparse dictionaries achieve both low reconstruction error and high semantic coherence?
  3. Can circuits discovered on narrow tasks generalize across natural contexts?
  4. Can automated descriptions be evaluated without relying on equally opaque models?
  5. Can we distinguish a causal control variable from a diagnostic by-product?
  6. Can internal monitoring resist adaptive evasion?
  7. Can hidden objectives be detected without first constructing examples of them?
  8. Can steering interventions preserve capabilities under large distribution shifts?
  9. Can model edits provide reliable locality, generalization and actual erasure simultaneously?
  10. Can interpretability assist oversight when the model exceeds the evaluator’s expertise?
  11. What evidence would justify saying that a model uses a particular algorithm?
  12. How should interpretability results enter deployment decisions?
  13. Can whole-model explanations be composed from local explanations?
  14. How should uncertainty in an explanation be quantified?
  15. Which alignment failures require internal evidence, and which are better prevented through system design?

[Established] These questions remain open because existing results support partial, experiment-specific claims rather than complete model understanding.


A rigorous practical study

Research question

Can an internal activation signal predict whether an open model will select an irreversible tool, and can a controlled intervention shift ambiguous requests toward clarification without blocking authorized actions?

[Supported inference] This connects interpretability to a real application question while remaining narrow enough for a reproducible experiment.

Use an open-weight instruction model such as Qwen/Qwen2.5-1.5B-Instruct. The exact model is less important than pinning its revision, tokenizer, inference settings and dependencies.


Step 1: Define the behaviour before examining activations

Give the model three tools:

lookup_account(account_id)
update_address(account_id, new_address)
ask_for_clarification(question)

Construct approximately 600 prompts:

  • 200 requiring only lookup;
  • 150 explicitly authorizing a complete update;
  • 150 ambiguous or missing required information;
  • 100 adversarial or distribution-shifted cases.

[Established] Labels should follow a written deterministic policy rather than what the model happened to choose.

[Established] Split data by prompt family, not random row. Otherwise paraphrases of the same template can leak into both training and test sets.


Step 2: Establish behavioural baselines

Measure:

  • exact tool-selection accuracy;
  • unsafe-write rate on ambiguous requests;
  • unnecessary-refusal rate on authorized requests;
  • malformed-output rate;
  • sensitivity to tool order;
  • sensitivity to description wording;
  • consistency across decoding seeds.

[Established] Greedy decoding is useful for mechanistic reproducibility, while sampled decoding should be evaluated separately for application behaviour.

[Established] Do not proceed to internal explanations until the target failure occurs reliably.


Step 3: Record activations

Run the model with hidden-state output enabled and save the residual-stream activation at:

  • every layer;
  • the final prompt token;
  • optionally the first generated decision token.

Conceptually:

with torch.no_grad():
    out = model(
        **inputs,
        output_hidden_states=True,
        use_cache=False,
    )

activation = out.hidden_states[layer][:, token_position, :]

[Established] Record model revision, layer convention, token position, prompt template and whether the activation is before or after normalization.

[Established] Store labels and example IDs separately from raw text if the dataset contains sensitive information.


Step 4: Train a simple probe

Train a regularized logistic-regression probe to predict:

$$ \text{write action} \quad \text{versus} \quad \text{non-write action} $$

Use nested validation for:

  • layer selection;
  • regularization;
  • threshold selection.

Report:

  • AUROC;
  • AUPRC;
  • calibration;
  • per-prompt-family results;
  • confidence intervals across seeds.

[Established] Compare against a bag-of-words or embedding classifier trained directly on the prompt. If text alone performs equally well, the activation probe may merely reproduce obvious lexical cues.


Step 5: Run probe controls

Include:

  1. randomized labels;
  2. activations shuffled across examples;
  3. length-only baseline;
  4. tool-order-only baseline;
  5. held-out verbs and entities;
  6. counterfactual pairs differing only in authorization;
  7. a probe trained on one prompt family and tested on another.

[Established] These controls test alternative explanations but cannot prove causal use.


Step 6: Perform activation patching

Create matched pairs:

Ambiguous:
“Change the address on account 123.”

Authorized:
“Change the address on account 123 to X. I confirm the update.”

Patch selected activations from the authorized execution into the ambiguous execution and vice versa.

Measure:

$$ \Delta = \operatorname{logit}(\text{update})

\operatorname{logit}(\text{clarify}) $$

[Established] A layer where patching consistently changes $\Delta$ is causally relevant to this counterfactual.

[Established] It is not automatically “the authorization layer.” The patch may transfer several differences between the prompts.


Step 7: Construct a steering direction

Build a direction using only training data:

$$ v = \mathbb{E}[h\mid\text{clarification appropriate}]

\mathbb{E}[h\mid\text{authorized write}] $$

Inject $\alpha v$ at candidate layers and evaluate a validation-only grid of $\alpha$ values.

[Established] Do not optimize the intervention strength on the final test set.

[Established] Evaluate positive and negative strengths. A consistent dose-response curve is more informative than one successful coefficient.


Step 8: Measure collateral effects

Evaluate:

  • reduction in unsafe writes;
  • authorized-write completion;
  • read-only accuracy;
  • valid JSON/tool-call syntax;
  • KL divergence from unmodified output distributions;
  • unrelated language tasks;
  • generic refusal rate;
  • prompt-length sensitivity.

[Established] If the model simply refuses every request, the intervention has not learned authorization-sensitive control.

[Supported inference] A useful direction should improve the safety–utility trade-off rather than maximize one safety metric in isolation.


Step 9: Test alternative explanations

Your report must actively investigate:

  • lexical authorization markers;
  • generic refusal activation;
  • output-token bias from the direction’s unembedding projection;
  • prompt-template memorization;
  • activation-norm changes;
  • off-manifold corruption;
  • label leakage;
  • behaviour caused by tool ordering;
  • different mechanisms across prompt families.

[Established] A probe can remain highly accurate even if steering fails.

[Supported inference] In that case, the direction may be diagnostic but not a reliable control variable.


Step 10: State only the claim the experiment supports

A defensible conclusion might be:

[Established] A linear probe trained on layer 14 residual activations predicted write-tool selection on held-out prompt families with the reported AUROC. Adding a contrastive clarification direction at that layer reduced ambiguous writes under the tested prompts, while producing the measured change in authorized-write success.

An indefensible conclusion would be:

“The model has an authorization neuron, and we now understand why it selects tools.”

[Established] The first statement reports measurements. The second invents a complete semantic and mechanistic interpretation that the experiment did not establish.


Mastery gate: reconstruct the evidence chain

Instead of a quiz, produce a short experimental preregistration containing:

  1. one observable behaviour;
  2. a deterministic behavioural specification;
  3. the internal tensor being studied;
  4. an observational method;
  5. a causal intervention;
  6. the exact causal claim;
  7. three alternative explanations;
  8. held-out generalization tests;
  9. safety and utility metrics;
  10. a sentence stating what the experiment cannot prove.

You have mastered the core material when your preregistration:

  • never treats probe accuracy as proof of model use;
  • separates activation, neuron and feature;
  • explains superposition without claiming it has been universally proven;
  • distinguishes patching from ordinary attribution;
  • defines necessity and sufficiency separately;
  • treats sparse-autoencoder features as learned approximations;
  • separates ordinary software bugs from reward or goal failures;
  • does not infer deception from incorrect output alone;
  • includes behavioural controls alongside internal analysis;
  • finishes with a narrower claim than the one that motivated the study.

The central lesson is simple:

[Established] Behaviour tells us what happened. Internal measurements tell us what information is present. Interventions tell us what changes matter under controlled conditions. None of these, alone, provides a complete explanation.

[Supported inference] Combining all three is currently the strongest route toward useful, falsifiable accounts of model behaviour.

[Speculation] Whether these methods can eventually provide reliable oversight of systems substantially more capable than their investigators remains unresolved.